R01 Financial Services, Regulation and Ethics Revision Course
28 & 29 May 2024, 09:30-16:30 (UK)
This online revision course is designed to help you feel more prepared for your exam. The objective of this unit is to develop knowledge and understanding of the financial services profession, including regulation, legislation and the Code of Ethics.
The content will cover the key areas of the syllabus and areas likely to be tested. There will also be a focus on exam style questions with clear debriefs to aid understanding.
Agenda across 2 days
Day 1
9.30am – 4.30pm (UK)
- Introduction to Regulation
- Regulated products to solve client needs
- Legal Concepts
Day 2
9.30am – 4.30pm (UK)
- Financial Conduct Authority (FCA) Rules and Regulations
- Advice framework e.g. cancellation rights
- Client focused regulation e.g. Financial Services Compensation Scheme (FSCS)
Workshop format
This workshop is delivered online, via Zoom, over two full days, on 28 & 29 May 2024, 09:30-16:30 (UK).
Your trainer is highly experienced and qualified in the subject matter, and as importantly, in how to deliver an effective and productive online training session, ensuring all candidates are fully engaged to maximise the learning experience.
Your course will be interactive, with the use of screen share, virtual whiteboards, polls/quizzes and breakout rooms for smaller group discussions. You will also receive a recording of the entire workshop post course, along with all supporting documents used.
The maximum continuous screen time during any session will be 45 minutes and the day will have plenty of breaks.
Price
- Members: £249
- Non-members: £299
How to book
To register for this course, please complete the below form:
For enquiries about this course, please email to: business.enquiries@cii.co.uk
Can't attend on this date? Register your interest in other training courses and future dates.
This training course is delivered in collaboration with L&D Digital Solutions (LDDSUK).
Please ensure you refer to our terms and conditions before booking on to any of our training courses.
By booking on to this course, you are agreeing to our terms and conditions and for your information to be shared with our training provider.
If you have any queries regarding this training, please view our Q&A – Virtual Training document, which may answer some of your queries, or please contact our Training department: training@cii.co.uk